SEC Form 4 · accession 0002025901-26-000007
5E Advanced Materials, Inc. · FEAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua Malm
Officer — Chief Financial Officer
Period of report
Sep 15, 2026
Accepted (ET)
Sep 15, 2026 · 5:34 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001888654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2026 | M | 4,261 | — | A | 9,436 | D | |
| Common StockF2 | Sep 15, 2026 | F | 1,225 | $1.26 | D | 8,211 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF1,F3 | — | Sep 15, 2026 | M | 4,261 | D | — | — | Common Stock | 4,261 | 8,523 | D |
Explanation of responses
- F1Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
- F2Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of RSUs.
- F3RSUs granted on March 1, 2026 pursuant to the Issuer's Plan. Approximately one-third vest on each of September 15 of 2026, 2027 and 2028.