SEC Form 4 · accession 0002021913-26-000008
5E Advanced Materials, Inc. · FEAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Barry Dick
Director
Period of report
Jun 30, 2026
Accepted (ET)
Jul 2, 2026 · 8:41 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001888654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2026 | M | 6,885 | — | A | 14,578 | D | |
| Common Stock | Jul 1, 2026 | F | 2,548 | $1.44 | D | 12,030 | D | |
| Common StockF1 | Jul 1, 2026 | M | 5,970 | — | A | 18,000 | D | |
| Common Stock | Jul 1, 2026 | F | 2,209 | $1.44 | D | 15,791 | D | |
| Common StockF1 | Jul 1, 2026 | M | 11,036 | — | A | 26,827 | D | |
| Common Stock | Jul 1, 2026 | F | 4,084 | $1.44 | D | 22,743 | D | |
| Common StockF1 | Jul 1, 2026 | M | 15,762 | — | A | 38,505 | D | |
| Common Stock | Jul 1, 2026 | F | 5,832 | $1.44 | D | 32,673 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jun 30, 2026 | A | 15,762 | A | — | — | Common Stock | 15,762 | 15,762 | D |
| Restricted Stock UnitF1,F3 | — | Jul 1, 2026 | M | 6,885 | D | — | — | Common Stock | 6,885 | 0 | D |
| Restricted Stock UnitF1,F4 | — | Jul 1, 2026 | M | 5,970 | D | — | — | Common Stock | 5,970 | 0 | D |
| Restricted Stock UnitF1,F5 | — | Jul 1, 2026 | M | 11,036 | D | — | — | Common Stock | 11,036 | 0 | D |
| Restricted Stock UnitF1,F2 | — | Jul 1, 2026 | M | 15,762 | D | — | — | Common Stock | 15,762 | 0 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
- F2RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
- F3RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
- F4RSUs granted on December 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
- F5RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.