SEC Form 4 · accession 0001911537-26-000007
5E Advanced Materials, Inc. · FEAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Paul Wesley Weibel III
Officer — Chief Executive Officer
Period of report
Sep 15, 2026
Accepted (ET)
Sep 15, 2026 · 5:34 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001888654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 15, 2026 | M | 4,322 | — | A | 23,160 | D | |
| Common StockF2,F3 | Sep 15, 2026 | A | 795 | — | A | 23,955 | D | |
| Common StockF4 | Sep 15, 2026 | F | 1,839 | $1.26 | D | 22,116 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitF1,F5 | — | Sep 15, 2026 | M | 530 | D | — | — | Common Stock | 530 | 0 | D |
| Restricted Share UnitF1,F6 | — | Sep 15, 2026 | M | 383 | D | — | — | Common Stock | 383 | 383 | D |
| Restricted Share UnitF1,F7 | — | Sep 15, 2026 | M | 3,409 | D | — | — | Common Stock | 3,409 | 6,818 | D |
Explanation of responses
- F1Each restricted share unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
- F2PSUs granted on September 15, 2023 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan (the "Plan"). Amount represents the vesting of PSUs. Pursuant to the determination of the Compensation Committee of the Board of Directors, the PSUs vested at 50% of the target number of shares based on achievement of the applicable performance criteria. The remaining unvested PSUs were forfeited.
- F3Each performance share unit ("PSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock upon the achievement of certain service-based and performance-based conditions.
- F4Represents the number of shares of common stock withheld by the Issuer to cover the reporting person's tax withholding obligation upon the vesting of RSUs and PSUs.
- F5RSUs granted on September 15, 2023 pursuant to the Issuer's Plan. One-third vested on each of the first, second and third anniversary of the grant date.
- F6RSUs granted on September 15, 2024 pursuant to the Issuer's Plan. Approximately one-third vested on each of the first, second and third anniversary of the grant date.
- F7RSUs granted on March 1, 2026 pursuant to the Issuer's Plan. One-third vest on each of September 15 of 2026, 2027 and 2028.