SEC Form 4 · accession 0001829340-26-000007
5E Advanced Materials, Inc. · FEAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Hoff Graham vant
Director
Period of report
Jun 30, 2026
Accepted (ET)
Jul 2, 2026 · 8:41 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001888654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2026 | M | 8,196 | — | A | 21,455 | D | |
| Common Stock | Jul 1, 2026 | F | 3,033 | $1.44 | D | 18,422 | D | |
| Common StockF1 | Jul 1, 2026 | M | 7,108 | — | A | 25,530 | D | |
| Common Stock | Jul 1, 2026 | F | 2,630 | $1.44 | D | 22,900 | D | |
| Common StockF1 | Jul 1, 2026 | M | 13,138 | — | A | 36,038 | D | |
| Common Stock | Jul 1, 2026 | F | 4,862 | $1.44 | D | 31,176 | D | |
| Common StockF1 | Jul 1, 2026 | M | 18,764 | — | A | 49,940 | D | |
| Common Stock | Jul 1, 2026 | F | 6,943 | $1.44 | D | 42,997 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jun 30, 2026 | A | 18,764 | A | — | — | Common Stock | 18,764 | 18,764 | D |
| Restricted Stock UnitF1,F3 | — | Jul 1, 2026 | M | 8,196 | D | — | — | Common Stock | 8,196 | 0 | D |
| Restricted Stock UnitF1,F4 | — | Jul 1, 2026 | M | 7,108 | D | — | — | Common Stock | 7,108 | 0 | D |
| Restricted Stock UnitF1,F5 | — | Jul 1, 2026 | M | 13,138 | D | — | — | Common Stock | 13,138 | 0 | D |
| Restricted Stock UnitF1,F2 | — | Jul 1, 2026 | M | 18,764 | D | — | — | Common Stock | 18,764 | 0 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
- F2RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
- F3RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
- F4RSUs granted on December 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
- F5RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.