SEC Form 4 · accession 0001168534-26-000007
5E Advanced Materials, Inc. · FEAM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Curtis L Hebert Jr.
Director
Period of report
Jun 30, 2026
Accepted (ET)
Jul 2, 2026 · 8:42 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001888654
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 1, 2026 | M | 5,901 | — | A | 9,572 | D | |
| Common Stock | Jul 1, 2026 | F | 2,184 | $1.44 | D | 7,388 | D | |
| Common StockF1 | Jul 1, 2026 | M | 5,118 | — | A | 12,506 | D | |
| Common Stock | Jul 1, 2026 | F | 1,894 | $1.44 | D | 10,612 | D | |
| Common StockF1 | Jul 1, 2026 | M | 9,459 | — | A | 20,071 | D | |
| Common Stock | Jul 1, 2026 | F | 3,500 | $1.44 | D | 16,571 | D | |
| Common StockF1 | Jul 1, 2026 | M | 13,510 | — | A | 30,081 | D | |
| Common Stock | Jul 1, 2026 | F | 4,999 | $1.44 | D | 25,082 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2 | — | Jun 30, 2026 | A | 13,510 | A | — | — | Common Stock | 13,510 | 13,510 | D |
| Restricted Stock UnitF1,F3 | — | Jul 1, 2026 | M | 5,901 | D | — | — | Common Stock | 5,901 | 0 | D |
| Restricted Stock UnitF1,F4 | — | Jul 1, 2026 | M | 5,118 | D | — | — | Common Stock | 5,118 | 0 | D |
| Restricted Stock UnitF1,F5 | — | Jul 1, 2026 | M | 9,459 | D | — | — | Common Stock | 9,459 | 0 | D |
| Restricted Stock UnitF1,F2 | — | Jul 1, 2026 | M | 13,510 | D | — | — | Common Stock | 13,510 | 0 | D |
Explanation of responses
- F1Each restricted stock unit ("RSU") represents a contingent right to receive one share of 5E Advanced Materials, Inc. common stock.
- F2RSUs granted on June 30, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
- F3RSUs granted on September 30, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
- F4RSUs granted on December 31, 2025 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.
- F5RSUs granted on March 31, 2026 pursuant to the Issuer's Amended and Restated 2022 Equity Compensation Plan. The RSUs vested on July 1, 2026.