SEC Form 4 · accession 0001628280-26-062587
Pagaya Technologies Ltd. · PGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Dobres
Officer — Chief Financial Officer
Period of report
Sep 15, 2026
Accepted (ET)
Sep 17, 2026 · 5:35 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001883085
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Share | Sep 15, 2026 | M | 4,375 | $0.00 | A | 11,941 | D | |
| Class A Ordinary Share | Sep 17, 2026 | S | 2,183 | $21.04 | D | 9,758 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Sep 15, 2026 | M | 4,375 | D | — | — | Class A Ordinary Share | 4,375 | 30,620 | D |
Explanation of responses
- F1Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
- F2On July 1, 2026, the reporting person was granted 34,995 restricted stock units, vesting in eight equal quarterly installments beginning on September 15, 2026.