SEC Form 4 · accession 0001628280-26-062109
Pagaya Technologies Ltd. · PGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sanjiv Das
Officer — President
Period of report
Sep 12, 2026
Accepted (ET)
Sep 15, 2026 · 6:19 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001883085
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Share | Sep 12, 2026 | M | 23,750 | $0.00 | A | 167,936 | D | |
| Class A Ordinary Share | Sep 12, 2026 | S | 13,301 | $20.21 | D | 154,635 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Sep 12, 2026 | M | 23,750 | D | — | — | Class A Ordinary Share | 23,750 | 47,500 | D |
Explanation of responses
- F1Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
- F2The grant shall vest over a period of two years in eight equal quarterly installments starting on June 12, 2025.