SEC Form 4 · accession 0001628280-26-062106
Pagaya Technologies Ltd. · PGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Dobres
Officer — Chief Financial Officer
Period of report
Jun 25, 2026
Accepted (ET)
Sep 15, 2026 · 6:09 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001883085
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Share | Jun 25, 2026 | M | 1,117 | $0.00 | A | 7,426 | D | |
| Class A Ordinary Share | Jun 25, 2026 | S | 403 | $15.48 | D | 7,023 | D | |
| Class A Ordinary Share | Sep 12, 2026 | M | 1,125 | $0.00 | A | 8,148 | D | |
| Class A Ordinary Share | Sep 12, 2026 | S | 582 | $20.21 | D | 7,566 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Jun 25, 2026 | M | 1,117 | D | — | — | Class A Ordinary Share | 1,117 | 7,812 | D |
| Restricted Stock UnitF3 | $0.00 | Sep 12, 2026 | M | 1,125 | D | — | — | Class A Ordinary Share | 1,125 | 2,250 | D |
Explanation of responses
- F1Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
- F2On April 1, 2026, the reporting person was granted 8,929 restricted stock units, vesting in eight equal quarterly installments beginning on June 25, 2026. This transaction is being reported late due to an inadvertent administrative error and not any error of the Reporting Person.
- F3On March 13, 2025, the reporting person was granted 9,000 restricted stock units, vesting in eight equal quarterly installments beginning on June 12, 2025.