SEC Form 4 · accession 0001628280-26-060698
Pagaya Technologies Ltd. · PGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory Vieira
Officer — Chief Accounting Officer
Period of report
Sep 2, 2026
Accepted (ET)
Sep 4, 2026 · 3:03 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001883085
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary ShareF1 | Sep 2, 2026 | M | 5,208 | $0.00 | A | 26,833 | D | |
| Class A Ordinary Share | Sep 2, 2026 | S | 3,075 | $22.71 | D | 23,758 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Sep 2, 2026 | M | 5,208 | D | — | — | Class A Ordinary Share | 5,208 | 5,208 | D |
Explanation of responses
- F1Balance adjusted to reflect shares acquired under the Employee Stock Purchase Plan (ESPP).
- F2Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
- F3Half of the award vested on December 2, 2025, and the remaining half of the award will vest over the following 12 months in four quarterly installments.