SEC Form 4 · accession 0001628280-26-052171
Pagaya Technologies Ltd. · PGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tami Rosen
Director
Period of report
Aug 3, 2026
Accepted (ET)
Aug 4, 2026 · 7:49 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001883085
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary ShareF1 | Aug 3, 2026 | A | 7,302 | $0.00 | A | 44,846 | D | |
| Class A Ordinary ShareF2 | Aug 3, 2026 | S | 28,181 | $21.9783 | D | 16,665 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Prorated annual equity award for non-employee directors consisting of 2,911 Class A Ordinary Shares which are immediately vested and 4,391 restricted stock units ("RSUs") which each represent a contingent right to receive one Class A Ordinary Share. The RSUs will vest in full on October 1, 2026.
- F2Weighted average price. These shares were sold in multiple transactions at prices ranging from $21.95 to $22.03 inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.