SEC Form 4 · accession 0001628280-26-046020
Pagaya Technologies Ltd. · PGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory Vieira
Officer — Chief Accounting Officer
Period of report
Jun 25, 2026
Accepted (ET)
Jun 29, 2026 · 4:38 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001883085
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary ShareF1 | Jun 25, 2026 | M | 3,572 | $0.00 | A | 22,417 | D | |
| Class A Ordinary ShareF2 | Jun 25, 2026 | S | 1,458 | $15.83 | D | 20,959 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3 | $0.00 | Jun 25, 2026 | M | 3,572 | D | — | — | Class A Ordinary Share | 3,572 | 24,999 | D |
Explanation of responses
- F1Balance adjusted to reflect shares acquired under the Employee Stock Purchase Plan (ESPP).
- F2Sale of shares was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
- F3On April 1, 2026, the Reporting Person was granted 28,571 restricted stock units, vesting in eight equal quarterly installments beginning on June 25, 2026.