SEC Form 4 · accession 0001628280-26-040798
Pagaya Technologies Ltd. · PGY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Cory Vieira
Officer — Chief Accounting Officer
Period of report
Jun 2, 2026
Accepted (ET)
Jun 4, 2026 · 4:19 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001883085
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary Share | Jun 2, 2026 | M | 5,208 | $0.00 | A | 20,319 | D | |
| Class A Ordinary ShareF1 | Jun 2, 2026 | S | 2,140 | $15.01 | D | 18,179 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Jun 2, 2026 | M | 5,208 | D | — | — | Class A Ordinary Share | 5,208 | 10,416 | D |
Explanation of responses
- F1Sale of securities was necessary to satisfy tax withholding obligations arising exclusively from the vesting of a compensatory award.
- F21/2 of the total 41,664 restricted stock units vested on December 2, 2025, and the remaining restricted stock units shall vest over the following 12 months in 4 quarterly installments.