SEC Form 4 · accession 0001561290-26-000009
Rivian Automotive, Inc. / DE · RIVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Karen Boone
Director
Period of report
Jul 6, 2026
Accepted (ET)
Jul 8, 2026 · 8:53 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001874178
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF2,F3 | Jul 6, 2026 | S | 20,000 | $20.00 | D | 110,000 | I | See footnote |
| Class A Common StockF2 | holding | — | — | — | 115,794 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The sale reported in this transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on November 24, 2025, as described in the Issuer's Annual Report on Form 10-K for the fiscal year ended December 31, 2025, filed with the Securities and Exchange Commission on February 12, 2026. The sale was made under an exception to the restrictions under the Lock-Up Agreement (as defined in Footnote 2) for an "Existing Trading Plan" (as defined therein).
- F2The shares of Class A Common Stock beneficially owned by the Reporting Person following the transactions reported on this Form 4 are subject to a lock-up agreement (the "Lock-Up Agreement") between the Reporting Person and Goldman Sachs & Co. LLC , dated July 6, 2026 (the "Lock-up Date") pursuant to which the shares of Class A Common Stock reported herein cannot be sold for 45 days following the date of the final Prospectus (as defined in the Lock-Up Agreement), subject to certain enumerated exceptions in the Lock-Up Agreement.
- F3By The Boone Family Trust dated August 6, 2015.