SEC Form 4 · accession 0002067267-26-000011
Galaxy Digital Inc. · GLXY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert Daniel Rico
Officer — Chief Accounting Officer
Period of report
Aug 6, 2026
Accepted (ET)
Aug 10, 2026 · 5:28 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001859392
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 6, 2026 | M | 710 | $4.83 | A | 45,644 | D | |
| Class A Common StockF1 | Aug 6, 2026 | M | 18,784 | $9.63 | A | 64,428 | D | |
| Class A Common StockF1 | Aug 6, 2026 | M | 9,095 | $11.77 | A | 73,523 | D | |
| Class A Common StockF2,F3,F1 | Aug 6, 2026 | S | 9,095 | $19.66 | D | 64,428 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF4 | $4.83 | Aug 6, 2026 | M | 710 | D | — | Mar 29, 2028 | Class A Common Stock | 710 | 0 | D |
| Stock OptionsF5 | $9.63 | Aug 6, 2026 | M | 18,784 | D | — | Mar 27, 2029 | Class A Common Stock | 18,784 | 9,678 | D |
| Stock OptionsF6 | $11.77 | Aug 6, 2026 | M | 9,095 | D | — | Mar 31, 2030 | Class A Common Stock | 9,095 | 18,190 | D |
Explanation of responses
- F1Includes 11,797 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date.
- F2Represents shares sold to cover taxes in connection with the exercise of stock options.
- F3The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.620 to 19.665 per share, inclusive. The holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4These options were vested and exercisable until March 29, 2028.
- F5This option vests over three years from March 1, 2024, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.
- F6This option vests over three years from March 1, 2025, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.