SEC Form 4 · accession 0001912609-26-000006
Galaxy Digital Inc. · GLXY
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher C Ferraro
Officer — President and CIO
Period of report
Aug 10, 2026
Accepted (ET)
Aug 10, 2026 · 4:07 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001859392
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Aug 10, 2026 | M | 50,000 | $4.83 | A | 908,292 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $4.83 | Aug 10, 2026 | M | 50,000 | D | — | Mar 29, 2028 | Class A Common Stock | 50,000 | 950,000 | D |
| Stock OptionsF4 | $9.63 | holding | — | — | — | — | Mar 27, 2029 | Class A Common Stock | 81,319 | 81,319 | D |
| Stock OptionsF5 | $11.77 | holding | — | — | — | — | Mar 31, 2030 | Class A Common Stock | 409,271 | 409,271 | D |
| Class B Common StockF6 | — | holding | — | — | — | — | — | Class A Common Stock | 3,411,001 | 3,411,001 | D |
Explanation of responses
- F1Represents shares of Class A common stock acquired with cash upon the exercise of 50,000 stock options now held.
- F2Includes 288,806 shares of Class A common stock to be delivered in settlement of restricted stock units, subject to continued service through the applicable vesting date.
- F3These options are fully vested and exercisable until March 29, 2028.
- F4This option vests over three years from March 1, 2024, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.
- F5This option vests over three years from March 1, 2025, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.
- F6Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock is equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A common stock.