SEC Form 4 · accession 0001193125-26-389561
Tenaya Therapeutics, Inc. · TNYA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Whittemore Tingley
Officer — Chief Medical Officer
Period of report
Sep 10, 2026
Accepted (ET)
Sep 11, 2026 · 8:10 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001858848
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Sep 10, 2026 | A | 49,000 | $0.00 | A | 263,073 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to buy)F4 | $0.6488 | Sep 10, 2026 | A | 293,000 | A | Oct 10, 2026 | Sep 9, 2036 | Common Stock | 293,000 | 293,000 | D |
Explanation of responses
- F1Represents shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units. Each restricted stock unit is the economic equivalent of one share of Tenaya Therapeutics, Inc. common stock.
- F2The restricted stock units were granted to the Reporting Person on the Transaction Date pursuant to the Tenaya Therapeutics, Inc. Amended and Restated 2021 Equity Incentive Plan. The restricted stock units will vest as to 1/8th of the total number of shares subject to the restricted stock unit award on February 15, 2027, and 1/8th of the total number of shares subject to the restricted stock unit award every six months thereafter until fully vested.
- F3Includes 142,076 shares of Tenaya Therapeutics, Inc. common stock that will be issued to the Reporting Person upon vesting of restricted stock units.
- F4Option granted pursuant to the Tenaya Therapeutics, Inc. Amended and Restated 2021 Equity Incentive Plan. Option will vest as to 1/48th of the total number of shares subject to the option on the one month anniversary of the Transaction Date and 1/48th of the total number of shares subject to the option on each monthly anniversary thereafter until fully vested.