SEC Form 4 · accession 0001213900-26-079698
Ridgetech Inc. · RDGT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lingtao Kong
Director
Period of report
Jul 16, 2026
Accepted (ET)
Jul 20, 2026 · 5:15 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001856084
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series A Preferred SharesF2,F1 | — | Jul 16, 2026 | P | 100,000 | A | — | — | Ordinary Shares | 100,000 | 100,000 | D |
Explanation of responses
- F1The Series A Preferred Shares are convertible into ordinary shares on a one-for-one basis at any time at the option of the holders thereof and automatically in certain other circumstances as set forth in the Statement of Rights applicable to the Series A Preferred Shares.
- F2Holder is required to pay a cash "top-up payment" equal to any excess of the aggregate par value of the ordinary shares issuable upon conversion over the aggregate par value of the Series A Preferred Shares being converted, as provided in the Statement of Rights applicable to the Series A Preferred Shares.