SEC Form 4 · accession 0001193125-26-391946
Vivid Seats Inc. · SEAT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph D. Thomas Jr.
Officer — Chief Financial Officer
Period of report
Sep 11, 2026
Accepted (ET)
Sep 15, 2026 · 4:15 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001856031
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Sep 11, 2026 | M | 19,113 | — | A | 44,725 | D | |
| Class A Common Stock | Sep 11, 2026 | F | 6,947 | $4.95 | D | 37,778 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 11, 2026 | M | 19,113 | D | — | — | Class A Common Stock | 19,113 | 95,566 | D |
Explanation of responses
- F1Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of Class A common stock.
- F2One-eighth of the RSUs vested on the grant date. The remainder of the RSUs began vesting in equal quarterly installments on June 11, 2026 such that they will be fully vested on December 11, 2027. The RSUs do not have an expiration date.