SEC Form 4 · accession 0001493152-26-040133
MOBIX LABS, INC · MOBX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James J Peterson
Director
Period of report
Aug 21, 2026
Accepted (ET)
Aug 25, 2026 · 7:28 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001855467
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 21, 2026 | C | 144,927 | $0.00 | A | 484,049 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | — | Aug 21, 2026 | C | 144,927 | D | — | — | Class A Common Stock | 144,927 | 0 | D |
| Option (Right to Buy)F1 | $41.80 | holding | — | — | — | — | Aug 10, 2030 | Class A Common Stock | 2,000 | 2,000 | D |
| Option (Right to Buy)F1 | $68.40 | holding | — | — | — | — | Apr 4, 2032 | Class A Common Stock | 13,341 | 13,341 | D |
Explanation of responses
- F1These options are fully vested and exercisable.
- F2Represents the conversion, on a one-for-one basis, of 144,927 shares of Class B Common Stock into 144,927 shares of Class A Common Stock, pursuant to the terms of the Company's Certificate of Incorporation. No consideration was paid in connection with the conversion.