SEC Form 4 · accession 0002147429-26-000003
Nauticus Robotics, Inc. · KITT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brian Isaac Dror
10% Owner
Period of report
Jun 1, 2026
Accepted (ET)
Jul 27, 2026 · 3:09 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001849820
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | Jun 1, 2026 | C | 555,556 | $1.80 | A | 815,368 | I | MANAGER OF RCB EQUITIES #1, LLC |
| COMMON STOCK | Jun 1, 2026 | S | 32,539 | $2.021 | D | 782,829 | I | MANAGER OF RCB EQUITIES #1, LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SENIOR SECURED TERM LOAN (09/23/2023, AS AMENDED)F3,F1,F2 | $1.80 | Jun 1, 2026 | C | — | D | — | — | COMMON STOCK, $0.0001 PAR VALUE | 555,556 | — | I |
Explanation of responses
- F1Immediately upon notice
- F2None
- F3Following the June 1, 2026 conversion of $1,000,000 of the Senior Secured Term Loan, the remaining outstanding balance of the term loan is subject to confirmation from the loan records.