SEC Form 4 · accession 0001849820-26-000118
Nauticus Robotics, Inc. · KITT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Flores
Director
Period of report
May 27, 2026
Accepted (ET)
Jul 31, 2026 · 5:58 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001849820
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 27, 2026 | A | 2,522 | $0.00 | A | 4,335 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F2,F3 | — | May 27, 2026 | M | 2,522 | D | — | — | Common Stock | 2,522 | 0 | D |
Explanation of responses
- F1Adjusted to reflect 1 for 36 reverse stock split on April 21, 2026
- F2Each Restricted Stock Unit ("RSU") is issued pursuant to the Company's 2022 Omnibus Incentive Plan and represents a contingent right to receive one share of common stock, and vesting generally is subject to the reporting person remaining an employee or director of the Company, its affiliates or subsidiaries.
- F3The RSUs vest on the earlier of (i) May 27, 2026, or (ii) the date immediately preceding the Company's 2026 annual meeting of stockholders.