SEC Form 4 · accession 0001104659-26-070652
Glass House Brands Inc. · GLAS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Tu
Officer — SVP, Corporate Controller
Period of report
Jun 1, 2026
Accepted (ET)
Jun 4, 2026 · 9:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001848731
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Equity SharesF1,F3 | Jun 1, 2026 | M | 5,800 | — | A | 5,800 | D | |
| Equity SharesF1,F4 | Jun 3, 2026 | F | 1,982 | $11.37 | D | 3,818 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F2,F1 | $0.00 | Jun 1, 2026 | M | 5,800 | D | — | — | Equity Shares | 5,800 | 145,071 | D |
Explanation of responses
- F1The Subordinate Voting Shares, Restricted Voting Shares, and/or Limited Voting Shares of Glass House Brands Inc. ("GHBI") (collectively, the "Equity Shares").
- F2The Reporting Person was granted RSU awards covering 34,800 RSUs on September 1, 2024 (the "September RSUs"). 5,800 of the September RSUs vested on June 1, 2026.
- F3Each RSU represents the right to receive, at settlement, one share of GHBI's Equity Shares.
- F4The Equity Shares were sold to satisfy the Reporting Person's tax withholding obligations. Represents the Equity Shares sold at a weighted average sale price of $11.37 per share. The Equity Shares were sold in multiple transactions at prices ranging from $11.35 to $11.39. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, Issuer, or a security holder of Issuer, full information regarding the number of Equity Shares sold at each separate price.