SEC Form 3 · accession 0001213900-26-083884
TOP Financial Group Ltd · TOP
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Junli Yang
Officer — DIRECTOR & CHAIRWOMAN · Director · 10% Owner
Period of report
Mar 18, 2026
Accepted (ET)
Jul 31, 2026 · 3:08 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001848275
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Ordinary SharesF1 | holding | — | — | — | 16,824,000 | I | By Zhong Yang Holdings (BVI) Limited | |
| Class B Ordinary Shares | holding | — | — | — | 10,000,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WarrantsF2 | $0.4477 | holding | — | — | — | Jul 13, 2026 | Jul 8, 2029 | Class A Ordinary Shares | 100,000,000 | — | I |
Explanation of responses
- F1Reporting Person is the sole director of Zhong Yang Holdings (BVI) Limited and has the power to direct the voting and disposition of the Class A Ordinary Shares held by Zhong Yang Holdings (BVI) Limited.
- F2QUANTUM LEAP LIMITED is an entity owned and controlled by the Reporting Person.