SEC Form 4 · accession 0001628280-26-047417
FIGS, Inc. · FIGS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Catherine Eva Spear
Officer — Chief Executive Officer · Director · 10% Owner
Period of report
Jul 1, 2026
Accepted (ET)
Jul 6, 2026 · 8:25 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001846576
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2,F3 | Jul 1, 2026 | F | 61,556 | $10.05 | D | 1,733,408 | D | |
| Class A Common Stock | holding | — | — | — | 797,073 | I | Held by the Catherine Spear Revocable Trust | |
| Class A Common StockF4 | holding | — | — | — | 141 | I | Held by Hollywood Capital Partners LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1THIS FORM 4 DOES NOT CONCERN THE SALE OF ANY SHARES. IT ONLY CONCERNS THE VESTING AND SETTLEMENT OF RESTRICTED STOCK UNITS ("RSUs") AND THE RELATED WITHHOLDING OF SHARES TO SATISFY THE TAX OBLIGATION OWED IN CONNECTION THEREWITH. SEE ADDITIONAL FOOTNOTES BELOW FOR MORE INFORMATION.
- F2Represents shares withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of RSUs previously granted to the Reporting Person.
- F3976,967 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. In addition to the securities reported in this column, the Reporting Person beneficially owns 5,469,161 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, which are convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and 19,776,378 shares of the Issuer's Class A Common Stock underlying vested options.
- F4The Reporting Person is a managing member of Hollywood Capital Partners LLC and disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.