SEC Form 4 · accession 0002009989-26-000025
indie Semiconductor, Inc. · INDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Wittmann
Officer — Chief Operating Officer
Period of report
Aug 28, 2026
Accepted (ET)
Sep 1, 2026 · 6:00 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001841925
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 28, 2026 | M | 32,958 | $0.00 | A | 129,842 | D | |
| Class A Common Stock | Aug 31, 2026 | S | 17,045 | $3.7196 | D | 112,797 | D | |
| Class A Common Stock | Aug 31, 2026 | M | 6,250 | $0.00 | A | 119,047 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Aug 28, 2026 | A | 32,958 | A | — | — | Class A Common Stock | 32,958 | 32,958 | D |
| Restricted Stock UnitsF2,F3 | — | Aug 28, 2026 | M | 32,958 | D | — | — | Class A Common Stock | 32,958 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | Aug 31, 2026 | M | 6,250 | D | — | — | Class A Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units ("RSUs").
- F2Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.
- F3Represents Restricted Stock Units that were fully vested as of the grant date. These RSUs represent shares received in lieu of cash in accordance with the terms of the Issuer's 2026 Short Term Incentive Bonus Plan.
- F4Such Restricted Stock Units vest at the rate of 25% annually beginning on August 31, 2023.