SEC Form 4 · accession 0002009989-26-000015
indie Semiconductor, Inc. · INDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Wittmann
Officer — Chief Operating Officer
Period of report
Jul 1, 2026
Accepted (ET)
Jul 6, 2026 · 6:01 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001841925
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jul 1, 2026 | M | 12,500 | $0.00 | A | 110,809 | D | |
| Class A Common Stock | Jul 1, 2026 | M | 65,000 | $0.00 | A | 175,809 | D | |
| Class A Common Stock | Jul 2, 2026 | S | 30,207 | $4.4513 | D | 145,602 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Jul 1, 2026 | M | 12,500 | D | — | — | Class A Common Stock | 25,000 | 0 | D |
| Restricted Stock UnitsF2,F4 | — | Jul 1, 2026 | M | 65,000 | D | — | — | Class A Common Stock | 130,000 | 65,000 | D |
Explanation of responses
- F1Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.
- F2Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
- F3Such restricted stock units vest at the rate of 25% annually beginning July 1, 2023.
- F4The time-based restricted stock units shall vest and become nonforfeitable with respect to fifty percent (50%) of the total number of restricted stock units on July 1, 2026 and 2027.