SEC Form 4 · accession 0002009989-26-000010
indie Semiconductor, Inc. · INDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Wittmann
Officer — Chief Operating Officer
Period of report
Jun 1, 2026
Accepted (ET)
Jun 3, 2026 · 6:32 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001841925
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 1, 2026 | M | 37,500 | $0.00 | A | 175,454 | D | |
| Class A Common StockF3 | Jun 2, 2026 | S | 12,766 | $5.1328 | D | 162,688 | D | |
| Class A Common StockF3 | Jun 2, 2026 | S | 24,734 | $5.1328 | D | 137,954 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F5 | — | Jun 1, 2026 | M | 37,500 | D | — | — | Class A Common Stock | 262,500 | 112,500 | D |
Explanation of responses
- F1Represents shares of Class A common stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.
- F2The sales were made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2024, and modified on May 26, 2025. The Reporting Person's Rule 10b5-1 plan includes automated open market sales of the Issuer's Class A common stock on predetermined dates through March 31, 2027.
- F3The price reported in Column 4 is a weighted average price. The shares reported in this Form 4 were sold in separate transactions at prices ranging from $4.94 to $5.29, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote.
- F4Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
- F5The time-based restricted stock units shall vest and become nonforfeitable over two years in quarterly equal installments starting on June 1, 2025 through March 1, 2027.