SEC Form 4 · accession 0001866018-26-000022
indie Semiconductor, Inc. · INDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Donald McClymont
Officer — Chief Executive Officer · Director
Period of report
Sep 1, 2026
Accepted (ET)
Sep 3, 2026 · 7:00 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001841925
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 1, 2026 | M | 25,969 | $0.00 | A | 494,410 | D | |
| Class A Common Stock | Sep 2, 2026 | S | 13,384 | $3.533 | D | 481,026 | D | |
| Class V Common Stock | holding | — | — | — | 4,866,425 | D | ||
| Class A Common Stock | holding | — | — | — | 68,115 | I | by spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Sep 1, 2026 | A | 25,969 | A | — | — | Class A Common Stock | 25,969 | 25,969 | D |
| Restricted Stock UnitsF2,F3 | — | Sep 1, 2026 | M | 25,969 | D | — | — | Class A Common Stock | 25,969 | 0 | D |
Explanation of responses
- F1Represents shares of Class A Common Stock sold in the open market to pay for withholding taxes in connection with the vesting of Restricted Stock Units.
- F2Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.
- F3Represents Restricted Stock Units that were fully vested as of the grant date. These Restricted Stock Units represent shares received in lieu of a percentage of cash salary as part of a voluntary equity compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone salary, divided by the closing trading price of INDI on the date of grant.