SEC Form 4 · accession 0001729127-26-000009
indie Semiconductor, Inc. · INDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Diane D Brink
Director
Period of report
Sep 1, 2026
Accepted (ET)
Sep 3, 2026 · 7:00 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001841925
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 1, 2026 | M | 3,170 | $0.00 | A | 235,319 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Sep 1, 2026 | A | 3,170 | A | — | — | Class A Common Stock | 3,170 | 3,170 | D |
| Restricted Stock UnitsF1,F2 | — | Sep 1, 2026 | M | 3,170 | D | — | — | Class A Common Stock | 3,170 | 0 | D |
Explanation of responses
- F1Each Restricted Stock Unit represents a contingent right to receive one share of Class A Common Stock.
- F2Represents Restricted Stock Units that were fully vested as of the grant date. These Restricted Stock Units represent shares received in lieu of a quarterly cash retainer and chairperson fees, if any, as part of a voluntary independent director compensation program as approved by the Board of Directors in June 2023. The number of underlying shares is equal to the amount of the forgone quarterly cash retainer and chairperson fees, if any, divided by the closing trading price of INDI on the date of grant.