SEC Form 4 · accession 0001193125-26-390839
Dave Inc./DE · DAVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brendan Carroll
Director
Period of report
Sep 10, 2026
Accepted (ET)
Sep 14, 2026 · 6:00 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001841408
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy)F1 | $368.00 | Sep 10, 2026 | S | 15,359 | D | Mar 4, 2022 | Jan 5, 2027 | Class A Common Stock | 480 | 94,626 | I |
| Warrant (Right to Buy)F2 | $368.00 | Sep 11, 2026 | S | 16,179 | D | Mar 4, 2022 | Jan 5, 2027 | Class A Common Stock | 506 | 78,447 | I |
| Warrant (Right to Buy)F3 | $368.00 | Sep 14, 2026 | S | 33,453 | D | Mar 4, 2022 | Jan 5, 2027 | Class A Common Stock | 1,045 | 44,994 | I |
Explanation of responses
- F1The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.56 to $1.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this Form 4.
- F2The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.58 to $1.62, inclusive.
- F3The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.56 to $1.70, inclusive.