SEC Form 4 · accession 0001193125-26-386706
Dave Inc./DE · DAVE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Brendan Carroll
Director
Period of report
Sep 4, 2026
Accepted (ET)
Sep 9, 2026 · 6:00 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001841408
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Warrant (Right to Buy)F1,F2 | $368.00 | Sep 4, 2026 | S | 300,000 | D | Mar 4, 2022 | Jan 5, 2027 | Class A Common Stock | 9,375 | 109,985 | I |
Explanation of responses
- F1Represents warrants previously acquired in a pro-rata, in-kind distribution by an LLC to its investors, which was exempt from reporting pursuant to Rule 16a-9 under the Securities Exchange Act of 1934, as amended.
- F2The price reported in Column 8 is a weighted average price. These warrants were sold in multiple transactions at prices ranging from $1.87 to $2.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of warrants sold at each separate price within the range set forth in this Form 4.