SEC Form 4 · accession 0000018396-15-000085
CDI CORP · CDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anna M Seal
Director
Period of report
Sep 20, 2015
Accepted (ET)
Sep 22, 2015 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018396
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 20, 2015 | M | 2,030 | — | A | 27,076 | D | |
| Common StockF2 | Sep 20, 2015 | A | 591 | $8.92 | A | 27,667 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Purchase Plan (SPP) unitsF1 | — | Sep 20, 2015 | M | 2,030 | D | Sep 20, 2015 | Sep 20, 2015 | Common Stock | 2,030 | 0 | D |
Explanation of responses
- F1Upon vesting, each SPP unit converts into one share of Common Stock.
- F2Under the terms of the SPP units granted to the Reporting Person, if dividends were paid on Common Stock between the grant date and the vesting date of the SPP units, then upon vesting of the SPP units the Reporting Person is entitled to receive additional shares of Common Stock equal to the aggregate value of the dividends relating to those shares. The price set forth in this column represents the market price of Common Stock on the date that the SPP units vested and therefore the date that additional shares of Common Stock relating to dividends were earned.