SEC Form 4 · accession 0000018396-15-000003
CDI CORP · CDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert M Larney
Officer — Executive Vice President & CFO
Period of report
Jan 16, 2015
Accepted (ET)
Jan 20, 2015 · 3:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018396
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 16, 2015 | M | 27,536 | $10.98 | A | 41,817 | D | |
| Common StockF1 | Jan 16, 2015 | F | 3,557 | $16.89 | D | 38,260 | D | |
| Common Stock | Jan 16, 2015 | D | 17,901 | $16.89 | D | 20,359 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock-Settled SARsF2 | $10.98 | Jan 16, 2015 | M | 27,536 | D | — | Aug 30, 2018 | Common Stock | 27,536 | 18,358 | D |
Explanation of responses
- F1This is the market price of Common Stock on the day that the SARs were exercised and was the price used to calculate the number of shares deducted to satisfy tax withholding obligations.
- F2These SARs vest 20% per year on each of the first five anniversaries of the Reporting Person's start date with the company, which was August 30, 2011.