SEC Form 3/A · accession 0001193125-26-397995
SunPower Inc. · SPWR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 3/A). It replaces an earlier filing for the same period.
Reporting owners
L John Doerr
10% Owner
Foris Ventures, LLC
10% Owner
Barbara Hager
10% Owner
Vallejo Ventures Trust UTA 21296
10% Owner
Ann Howland Doerr
10% Owner
Period of report
Sep 4, 2026
Accepted (ET)
Sep 22, 2026 · 4:30 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001838987
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 40,023,511 | I | By Foris Ventures, LLC | |
| Common StockF2 | holding | — | — | — | 1,528,421 | I | By The Vallejo Ventures Trust U/T/A 2/12/96 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 10.00% Convertible Senior Secured Note due 2029F1,F3 | — | holding | — | — | — | — | — | Common Stock | 3,051,572 | — | I |
| Warrant (Right to Buy)F1 | $11.50 | holding | — | — | — | Jul 18, 2023 | Jul 18, 2028 | Common Stock | 121,176 | — | I |
Explanation of responses
- F1The Vallejo Ventures Trust U/T/A 2/12/96 ("VVT") is the member of Foris Ventures, LLC ("Foris"). L. John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of Foris. By virtue of these relationships, each of VVT, L. John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by Foris. Each of VVT, L. John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by Foris except to the extent of his, her or its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
- F2L. John Doerr and Ann Doerr are the trustees of VVT. Barbara Hager is the special trustee of VVT and manager of Foris. By virtue of these relationships, L. John Doerr, Ann Doerr and Barbara Hager may be deemed to have the power to vote and dispose of shares held by VVT. Each of L. John Doerr, Ann Doerr and Barbara Hager disclaims beneficial ownership of the shares held by VVT except to the extent of his or her pecuniary interest therein, if any. This report shall not be deemed an admission that any of the Reporting Persons is a beneficial owner of such securities for the purpose of Section 16 of the Exchange Act, or for any other purpose.
- F3The 10.00% Convertible Senior Secured Note due 2029 held by Foris (the "Convertible Note") is convertible into shares of the Company's Common Stock at a conversion rate of 610.3143 shares per $1,000 in principal (which conversion rate is subject to adjustment in certain circumstances), representing an effective conversion price of approximately $1.64 per share. The principal amount of the Convertible Note is $5,000,000. The Convertible Note matures on May 1, 2029, unless earlier converted or repurchased. The Reporting Person may convert all or any portion of the Convertible Note prior to the close of business on the business day immediately preceding the maturity date.
Remarks
This amendment is being filed to amend and restate in its entirety the original Form 3 filed on September 14, 2026 to add the following Reporting Persons, each of which was awaiting EDGAR Next credentials at the time the original filing was submitted: Ann Howland Doerr; Barbara Hager; Foris Ventures, LLC; and The Vallejo Ventures Trust U/T/A 2/12/96.