SEC Form 4 · accession 0001932967-26-000007
Symbotic Inc. · SYM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Ladensohn
10% Owner
Period of report
Sep 10, 2026
Accepted (ET)
Sep 14, 2026 · 5:30 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001837240
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class V-1 Common StockF2 | Sep 10, 2026 | J | 200,000 | $0.00 | D | 175,378 | I | By The Serenade QSST Trust |
| Class V-1 Common StockF4 | Sep 10, 2026 | J | 200,000 | $0.00 | D | 320,835 | I | By The Tilia Mill Trust |
| Class V-3 Common StockF5 | Sep 10, 2026 | G | 231,896 | $0.00 | A | 231,896 | I | By The PLC 2023 Receptacle Trust |
| Class V-3 Common StockF6 | Sep 10, 2026 | G | 373,896 | $0.00 | A | 373,896 | I | By The RCK 2024 Receptacle Trust |
| Class V-3 Common StockF2 | holding | — | — | — | 10,615,154 | I | By The Serenade QSST Trust | |
| Class V-3 Common StockF4 | holding | — | — | — | 13,858,144 | I | By The Tilia Mill Trust | |
| Class V-3 Common StockF7 | holding | — | — | — | 151,561,831 | I | By The RBC Millennium Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Symbotic Holdings UnitsF8,F2 | — | Sep 10, 2026 | J | 200,000 | D | — | — | Class A Common Stock | 200,000 | 10,790,532 | I |
| Symbotic Holdings UnitsF8,F4 | — | Sep 10, 2026 | J | 200,000 | D | — | — | Class A Common Stock | 200,000 | 14,178,979 | I |
| Symbotic Holdings UnitsF8,F5 | — | Sep 10, 2026 | G | 231,896 | A | — | — | Class A Common Stock | 231,896 | 231,896 | I |
| Symbotic Holdings UnitsF8,F6 | — | Sep 10, 2026 | G | 373,896 | A | — | — | Class A Common Stock | 373,896 | 373,896 | I |
| Symbotic Holdings UnitsF7,F8 | — | holding | — | — | — | — | — | Class A Common Stock | 151,561,831 | 151,561,831 | I |
Explanation of responses
- F1On September 10, 2026, The Serenade QSST Trust distributed 200,000 shares of Class V-1 common stock and an equal number of paired Symbotic Holdings Units to the beneficiary of the trust. Mr. Ladensohn disclaims beneficial ownership of such securities. The filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- F2David A. Ladensohn may be considered the beneficial owner of shares of securities held of record by The Serenade QSST Trust, in which Mr. Ladensohn is a trustee. Mr. Ladensohn disclaims beneficial ownership of such securities. The filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- F3On September 10, 2026, The Tilia Mill Trust distributed 200,000 shares of Class V-1 common stock and an equal number of paired Symbotic Holdings Units to the beneficiary of the trust. Mr. Ladensohn disclaims beneficial ownership of such securities. The filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- F4David A. Ladensohn may be considered the beneficial owner of shares of securities held of record by The Tilia Mill Trust, in which Mr. Ladensohn is a co-trustee. Mr. Ladensohn disclaims beneficial ownership of such securities. The filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owners of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- F5David A. Ladensohn may be considered the beneficial owner of shares of securities held of record by The PLC 2023 Receptacle Trust, in which Mr. Ladensohn is a co-trustee. Mr. Ladensohn disclaims beneficial ownership of such securities. The filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- F6David A. Ladensohn may be considered the beneficial owner of shares of securities held of record by The RCK 2024 Receptacle Trust, in which Mr. Ladensohn is a co-trustee. Mr. Ladensohn disclaims beneficial ownership of such securities. The filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- F7David A. Ladensohn may be considered the beneficial owner of securities held of record by The RBC Millennium Trust, in which Mr. Ladensohn is a co-trustee. Mr. Ladensohn disclaims beneficial ownership of such securities. The filing of this Form 4 shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities for purposes of Section 16 of the Exchange Act or for any other purpose.
- F8The term "Symbotic Holdings Units" is used herein to represent limited liability company units of Symbotic Holdings and an equal number of paired shares of Class V-1 Common Stock or Class V-3 Common Stock of the Issuer, which, pursuant to the limited liability company agreement of Symbotic Holdings, are together redeemable by the holder on a one-for-one basis for a share of Class A Common Stock of the Issuer, subject to conversion rate adjustments for stock splits, stock dividends, reclassification and other similar transactions, and in accordance with other terms and conditions set forth in Symbotic Holdings' Second Amended and Restated Limited Liability Company Agreement, dated as of June 7, 2022. Upon redemption, the Issuer will cancel the Symbotic Holdings Units and cancel and retire for no consideration the redeemed shares of Class V-1 Common Stock or Class V-3 Common Stock, as applicable.