SEC Form 4 · accession 0001877346-26-000021
Symbotic Inc. · SYM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Kuffner
Officer — Chief Technology Officer
Period of report
Aug 23, 2026
Accepted (ET)
Aug 25, 2026 · 8:04 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001837240
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Aug 23, 2026 | M | 9,748 | — | A | 223,810 | D | |
| Class A Common StockF3 | Aug 24, 2026 | S | 3,952 | $40.5926 | D | 219,858 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F4 | — | Aug 23, 2026 | M | 9,748 | D | — | — | Class A Common Stock | 9,748 | 48,744 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A common stock.
- F2This transaction represents shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. These sales were mandated by the Issuer's election under its equity incentive plans to require the satisfaction of a tax withholding obligation to be funded by a "sell to cover" transaction, and do not represent discretionary trades by the Reporting Person.
- F3In accordance with SEC guidance authorizing aggregate reporting of same-day purchases and sales, the shares were sold in multiple transactions at prices ranging from $40.565 to $40.67, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4On November 23, 2024, the Reporting Person was granted 116,977 restricted stock units that vest as follows: 1/3 of the restricted stock units vest on November 23, 2025, and 1/12 of the restricted stock units vest quarterly thereafter, subject to the Reporting Person continued service with the Issuer on the applicable vesting dates.