SEC Form 4 · accession 0001209191-17-063819
SYNOVUS FINANCIAL CORP · SNV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kessel D Stelling
Officer — Chairman, CEO, & President · Director
Period of report
Dec 5, 2017
Accepted (ET)
Dec 5, 2017 · 3:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018349
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 5, 2017 | J | 31,872 | $0.00 | D | 0 | I | By 2015 GRAT |
| Common StockF1 | Dec 5, 2017 | J | 17,963 | $0.00 | A | 267,562 | D | |
| Common StockF1 | Dec 5, 2017 | J | 13,909 | $0.00 | A | 13,909 | I | By 2015 Irrevocable Trust |
| Common StockF2 | Dec 5, 2017 | J | 1,573 | $0.00 | D | 0 | I | By Trust |
| Fixed/Floating Rate Non-Cum Perpetual Preferred Stock Ser C | holding | — | — | — | 2,000 | D | ||
| Common Stock | holding | — | — | — | 60,000 | I | By 2017 GRAT |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On December 5, 2017, the form of ownership of these shares changed when the reporting person's GRAT transferred the shares for no consideration for the reporting person. The transaction did not result in any change in the reporting person's total beneficial ownership.
- F2These shares were previously reported as being held in trust for the sole benefit of the reporting person's sister, with the reporting person serving as sole trustee of the trust. As of December 5, 2017, the reporting person resigned as trustee and therefore, no longer has beneficial ownership of these shares.