SEC Form 4 · accession 0001213900-26-099719
Spectral AI, Inc. · MDAI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Michael DiMaio
Director
Period of report
Sep 10, 2026
Accepted (ET)
Sep 14, 2026 · 4:17 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001833498
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 10, 2026 | A | 10,000 | $1.56 | A | 2,776,847 | D | |
| Common StockF1 | Sep 11, 2026 | A | 22,000 | $1.59 | A | 2,798,847 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ISOF2 | $1.67 | holding | — | — | — | — | May 15, 2034 | Common Stock | 5,292 | 5,292 | D |
| ISOF3 | $1.67 | holding | — | — | — | — | May 15, 2034 | Common Stock | 20,352 | 20,352 | D |
| NQSOF4 | $1.25 | holding | — | — | — | — | Apr 23, 2035 | Common Stock | 250,000 | 250,000 | D |
| Restricted Stock UnitF5 | $1.84 | holding | — | — | — | — | Apr 20, 2036 | Common Stock | 100,000 | 100,000 | D |
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2100% of the stock options vested on the date of issuance.
- F3100% of the stock options were vested as of the date hereof.
- F4100,000 of the stock options were vested as of the date hereof. The remaining 150,000 stock options vest upon the achievement of certain milestones.
- F550% of the RSUs vested on April 20, 2026. 50% of the RSUs will vest on April 1, 2027.