SEC Form 4/A · accession 0001700533-26-000013
Aeluma, Inc. · ALMU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven Denbaars
Director
Period of report
Aug 26, 2026
Accepted (ET)
Aug 28, 2026 · 5:54 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001828805
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Aug 26, 2026 | S | 12,500 | $13.8435 | D | 357,709 | D | |
| Common StockF3 | Aug 27, 2026 | S | 12,500 | $13.8158 | D | 345,209 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Sales effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 20, 2025.
- F2The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.57 to $14.40, inclusive.
- F3The price reported in Column 4 represents a weighted average sales price. These shares were sold in multiple transactions at prices ranging from $13.59 to $14.35, inclusive.
Remarks
Amended solely to include details of Rule 10b5-1 plan unintentionally omitted from original filing.