SEC Form 4 · accession 0002063923-26-000004
Energy Vault Holdings, Inc. · NRGV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dylan Hixon
Director
Period of report
Aug 17, 2026
Accepted (ET)
Aug 18, 2026 · 9:43 am EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001828536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 17, 2026 | P | 27,472 | $3.878 | A | 27,472 | I | Held by Dylan Hixon Childrens Trust FBO Casimir R. Hixon |
| Common StockF2 | holding | — | — | — | 26,845 | I | Held by DHH Hixon Family Great Grandchildrens Trust FBO Casimir R. Hixon | |
| Common StockF3 | holding | — | — | — | 26,809 | I | Held by DHH Hixon Family Great Grandchildrens Trust FBO Soren A. Hixon | |
| Common StockF4 | holding | — | — | — | 31,864 | I | By son | |
| Common Stock | holding | — | — | — | 117,602 | D | ||
| Common StockF5 | holding | — | — | — | 900,065 | I | Held by Arden Road Investments LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Hixon is the sole trustee of the Dylan Hixon Childrens Trust FBO Casimir R. Hixon. Mr. Hixon may be deemed to have beneficial ownership of the securities held by such trust. Mr. Hixon disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein
- F2Mr. Hixon is the sole trustee of the DHH Hixon Family Great Grandchildrens Trust FBO Casimir R. Hixon. Mr. Hixon may be deemed to have beneficial ownership of the securities held by such trust. Mr. Hixon disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- F3Mr. Hixon is the sole trustee of the DHH Hixon Family Great Grandchildrens Trust FBO Soren A. Hixon. Mr. Hixon may be deemed to have beneficial ownership of the securities held by such trust. Mr. Hixon disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.
- F4This transaction involved the purchase of shares of common stock by the reporting persons son. The reporting person disclaims beneficial ownership of the securities held by his son, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F5Mr. Hixon is the sole trustee of the "Dylan Trust under the JMH-ICH Lex Trust" which holds shares in Arden Road Investments LLC. Mr. Hixon may be deemed to have beneficial ownership of the securities held by the Dylan Trust. Mr. Hixon disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein.