SEC Form 4 · accession 0001870889-26-000010
Energy Vault Holdings, Inc. · NRGV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Thomas Beer
Officer — Chief Financial Officer
Period of report
Jul 6, 2026
Accepted (ET)
Jul 8, 2026 · 5:12 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001828536
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 6, 2026 | M | 50,000 | $1.17 | A | 1,086,806 | D | |
| Common StockF1 | Jul 6, 2026 | S | 65,000 | $4.08 | D | 1,021,806 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionF2 | $1.17 | Jul 6, 2026 | M | 50,000 | D | — | May 16, 2034 | Common Stock | 50,000 | 700,000 | D |
Explanation of responses
- F1The sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F2The stock option vested as to 25% of the underlying shares on June 30, 2025, and as to the remaining of the underlying shares in 12 substantially similar quarterly installments thereafter.