SEC Form 4 · accession 0001193125-26-349383
Aurora Innovation, Inc. · AUR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michelangelo Volpi
Director
Period of report
Aug 11, 2026
Accepted (ET)
Aug 13, 2026 · 4:37 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001828108
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1,F2 | Aug 11, 2026 | C | 1,420,222 | — | A | 1,420,222 | I | By: Index Ventures Growth III (Jersey) L.P. |
| Class A Common StockF3,F2 | Aug 11, 2026 | S | 1,420,222 | $6.9937 | D | 0 | I | By: Index Ventures Growth III (Jersey) L.P. |
| Class A Common StockF1,F4 | Aug 11, 2026 | C | 21,627 | — | A | 21,627 | I | By: Yucca (Jersey) SLP |
| Class A Common StockF3,F4 | Aug 11, 2026 | S | 21,627 | $6.9937 | D | 0 | I | By: Yucca (Jersey) SLP |
| Class A Common StockF1,F2 | Aug 12, 2026 | C | 14,692 | — | A | 14,692 | I | By: Index Ventures Growth III (Jersey) L.P. |
| Class A Common StockF5,F2 | Aug 12, 2026 | S | 14,692 | $7.0007 | D | 0 | I | By: Index Ventures Growth III (Jersey) L.P. |
| Class A Common StockF1,F4 | Aug 12, 2026 | C | 224 | — | A | 224 | I | By: Yucca (Jersey) SLP |
| Class A Common StockF5,F4 | Aug 12, 2026 | S | 224 | $7.0007 | D | 0 | I | By: Yucca (Jersey) SLP |
| Class A Common StockF1,F2 | Aug 13, 2026 | C | 22,163 | — | A | 22,163 | I | By: Index Ventures Growth III (Jersey) L.P. |
| Class A Common StockF6,F2 | Aug 13, 2026 | S | 22,163 | $7.0085 | D | 0 | I | By: Index Ventures Growth III (Jersey) L.P. |
| Class A Common StockF1,F4 | Aug 13, 2026 | C | 338 | — | A | 338 | I | By: Yucca (Jersey) SLP |
| Class A Common StockF6,F4 | Aug 13, 2026 | S | 338 | $7.0085 | D | 0 | I | By: Yucca (Jersey) SLP |
| Class A Common StockF7 | holding | — | — | — | 943,067 | I | By: The M. Volpi 2025 GRAT 2 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2,F1 | — | Aug 11, 2026 | C | 1,420,222 | D | — | — | Class A Common Stock | 1,420,222 | 34,377,498 | I |
| Class B Common StockF4,F1 | — | Aug 11, 2026 | C | 21,627 | D | — | — | Class A Common Stock | 21,627 | 523,496 | I |
| Class B Common StockF2,F1 | — | Aug 12, 2026 | C | 14,692 | D | — | — | Class A Common Stock | 14,692 | 34,362,806 | I |
| Class B Common StockF4,F1 | — | Aug 12, 2026 | C | 224 | D | — | — | Class A Common Stock | 224 | 523,272 | I |
| Class B Common StockF2,F1 | — | Aug 13, 2026 | C | 22,163 | D | — | — | Class A Common Stock | 22,163 | 34,340,643 | I |
| Class B Common StockF4,F1 | — | Aug 13, 2026 | C | 338 | D | — | — | Class A Common Stock | 338 | 522,934 | I |
Explanation of responses
- F1The shares of Class B Common Stock are convertible at any time at the option of the holder into shares of Class A Common Stock on a one-for-one basis, subject to certain exceptions, and automatically convert into Class A Common Stock upon the occurrence of certain events as set forth in the Issuer's certificate of incorporation.
- F2Shares held by Index Ventures Growth III (Jersey) L.P. ("Index Growth III"). Index Venture Growth Associates III Limited ("IVGA III") is the managing general partner of Index Growth III. The Reporting Person is a retired partner within the Index Ventures group. Advisors within the Index Ventures group provide advice to Index Growth III. The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- F3The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.9142 to $7.0807. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth above.
- F4Shares held by Yucca (Jersey) SLP ("Yucca"). Yucca is the administrator of the Index co-investment vehicles that are contractually required to mirror the relevant fund's investment in the issuer (in this case, Index Growth III). The Reporting Person disclaims Section 16 beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose.
- F5The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.0245. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth above.
- F6The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.025. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, the full information regarding the number of shares sold at each separate price within the range set forth above.
- F7Shares held by The M. Volpi 2025 GRAT 2 (the "2025 GRAT"), a grantor-retained annuity trust for which the Reporting Person is the trustee and sole annuitant.