SEC Form 4 · accession 0001127602-17-016505
CATO CORP · CATO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey R Shock
Officer — SVP, Controller
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 12:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 1, 2017 | A | 1,798 | $0.00 | A | 14,557 | D | |
| Class A Common Stock | May 1, 2017 | F | 532 | $22.44 | D | 14,025 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $18.96 | holding | — | — | — | Jan 4, 2006 | Jan 4, 2016 | Class A Common Stock | 0 | 0 | D |
Explanation of responses
- F1Compensation Committee awarded restricted shares on March 22, 2017. The grant was effective May 1, 2017, but the shares remain subject to a time-based vesting schedule.
- F2This option will vest in 5 equal annual increments beginning 01/04/2006.