SEC Form 4 · accession 0001127602-17-016502
CATO CORP · CATO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon D Smith
Officer — EVP, CHIEF REAL EST-STORE DEV
Period of report
May 1, 2017
Accepted (ET)
May 3, 2017 · 11:49 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 1, 2017 | A | 5,828 | $0.00 | A | 34,892 | D | |
| Class A Common Stock | May 1, 2017 | F | 1,419 | $22.44 | D | 33,473 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Compensation Committee awarded restricted shares on March 22, 2017. The grant was effective May 1, 2017, but the shares remain subject to a time-based vesting schedule.