SEC Form 4 · accession 0001127602-16-050445
CATO CORP · CATO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey R Shock
Officer — SVP, Controller
Period of report
May 1, 2016
Accepted (ET)
May 2, 2016 · 3:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 1, 2016 | A | 1,367 | $0.00 | A | 13,126 | D | |
| Class A Common Stock | May 1, 2016 | F | 367 | $36.83 | D | 12,759 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Compensation Committee awarded restricted shares on March 23, 2016. The grant was effective May 1, 2016, but the shares remain subject to a time-based vesting schedule.