SEC Form 4 · accession 0001127602-16-047680
CATO CORP · CATO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P D Cato
Officer — CHAIRMAN/PRESIDENT/CEO · Director
Period of report
Mar 24, 2016
Accepted (ET)
Mar 28, 2016 · 5:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Mar 24, 2016 | M | 8,051 | $23.56 | A | 1,748,576 | D | |
| Class B Common Stock | holding | — | — | — | 3,000 | I | By Spouse |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $23.56 | Mar 24, 2016 | M | 8,051 | D | May 1, 2014 | May 1, 2023 | Class B Common Stock | 8,051 | 12,076 | D |
Explanation of responses
- F1This option will vest in 5 equal annual increments beginning 5/1/2014.