SEC Form 4 · accession 0001127602-15-016177
CATO CORP · CATO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Woody Cozart
Officer — SVP, GMM It's Fashion Division
Period of report
May 1, 2015
Accepted (ET)
May 5, 2015 · 10:53 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000018255
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | May 1, 2015 | A | 3,842 | $0.00 | A | 32,444 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $15.45 | holding | — | — | — | Nov 1, 2005 | Nov 1, 2014 | Class A Common Stock | 0 | 0 | D |
Explanation of responses
- F1Compensation Committee awarded restricted shares on March 26, 2015. The grant was effective May 1, 2015, but the shares remain subject to a time-based vesting schedule.