SEC Form 4 · accession 0001193125-26-272944
Velo3D, Inc. · VELO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Michael Lloyd
Director
Period of report
Jun 12, 2026
Accepted (ET)
Jun 16, 2026 · 5:33 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001825079
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 11,187 | D | ||
| Common StockF1 | holding | — | — | — | 7,000 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Jun 12, 2026 | A | 7,843 | A | — | — | Common Stock | 7,843 | 11,031 | D |
Explanation of responses
- F1The reported securities are held in an individual retirement account ("IRA") for the benefit of the reporting person.
- F2Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Velo3D, Inc. (the "Company"), granted under the Company's 2021 Equity Incentive Plan. The Compensation Committee (the "Committee") of the Board of Directors of the Company, in its sole discretion, may settle earned RSUs in cash, shares of common stock of the Company, or a combination of both.
- F3The RSUs shall vest as to 25% of the total grant quarterly, commencing September 12, 2026, with the remainder of grant vesting on each subsequent quarter, December 12, 2026, March 12, 2027 and June 12, 2027, subject to the Reporting Person's continued service to the Issuer on each vesting date.