SEC Form 4 · accession 0001193125-26-316570
Surrozen, Inc./DE · SRZN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owners
Chen-Ming Yu
10% Owner
TCG Crossover GP II, LLC
10% Owner
TCG Crossover Fund II, L.P.
10% Owner
TCG Crossover Fund III, L.P.
10% Owner
TCG Crossover GP III, LLC
10% Owner
Period of report
Jul 22, 2026
Accepted (ET)
Jul 24, 2026 · 9:00 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001824893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jul 22, 2026 | S | 162,500 | $21.25 | D | 574,054 | I | See footnote |
| Common StockF3 | Jul 22, 2026 | S | 162,500 | $21.25 | D | 574,047 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1As of the date of this filing, the Reporting Persons have disgorged to the Issuer the full amount of the short-swing profits realized from the sales reported herein, as required by Section 16(b) of the Securities Exchange Act of 1934
- F2These securities are held of record by TCG Crossover Fund II, L.P. (TCG Crossover II). TCG Crossover GP II, LLC (TCG Crossover GP II) is the general partner of TCG Crossover II and may be deemed to have voting, investment, and dispositive power with respect to these securities. Chen Yu is the sole managing member of TCG Crossover GP II and may be deemed to share voting, investment and dispositive power with respect to these securities.
- F3These securities are held of record by TCG Crossover Fund III, L.P. (TCG Crossover III). TCG Crossover GP III, LLC (TCG Crossover GP III) is the general partner of TCG Crossover III and may be deemed to have voting, investment, and dispositive power with respect to these securities. Chen Yu is the sole managing member of TCG Crossover GP III and may be deemed to share voting, investment and dispositive power with respect to these securities.