SEC Form 4 · accession 0000902664-26-003792
Amalgamated Financial Corp. · AMAL
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF18,F1,F15,F16,F17 | Sep 9, 2026 | S | 79,649 | $47.9122 | D | 119,133 | D | |
| Common Stock, par value $0.01 per share ("Common Stock")F4,F15,F16,F17 | holding | — | — | — | 6,988,727 | D | ||
| Common StockF2,F15,F16,F17 | holding | — | — | — | 302,518 | D | ||
| Common StockF3,F15,F16,F17 | holding | — | — | — | 423,022 | D | ||
| Common StockF5,F15,F16,F17 | holding | — | — | — | 479,567 | D | ||
| Common StockF6,F15,F16,F17 | holding | — | — | — | 281,583 | D | ||
| Common StockF7,F15,F16,F17 | holding | — | — | — | 114,600 | D | ||
| Common StockF8,F15,F16,F17 | holding | — | — | — | 264,939 | D | ||
| Common StockF9,F15,F16,F17 | holding | — | — | — | 1,630,806 | D | ||
| Common StockF10,F15,F16,F17 | holding | — | — | — | 132,580 | D | ||
| Common StockF11,F15,F16,F17 | holding | — | — | — | 119,380 | D | ||
| Common StockF12,F15,F16,F17 | holding | — | — | — | 27,422 | D | ||
| Common StockF13,F15,F16,F17 | holding | — | — | — | 149,795 | D | ||
| Common StockF14,F15,F16,F17 | holding | — | — | — | 4,753 | D |
Table II — derivative securities
Explanation of responses
- F1Reflects securities directly owned by Rochester Regional Joint Board, Workers United ("Rochester Workers United").
- F10Reflects securities directly owned by Rochester Regional Joint Board Fund for the Future ("Rochester Regional Fund").
- F11Reflects securities directly owned by Western States Regional Joint Board, Workers United ("Western States").
- F12Reflects securities directly owned by Workers United Canada Council ("Workers United Canada").
- F13Reflects securities directly owned by Workers United, Southern Regional Joint Board ("Southern Regional").
- F14Reflects securities directly owned by Southwest Regional Joint Board ("Southwest").
- F15For purposes of this filing, the "Reporting Persons" means, as applicable, Workers United, Chicago & Midwest, Laundry, Distribution & Food Service, Local 50, Mid-Atlantic Regional, New York-New Jersey Regional, Pennsylvania Joint Board, Philadelphia Joint Board, Rochester Regional Fund, Rochester Workers United, Western States, Workers United Canada, Southern Regional and Southwest.
- F16The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, any Reporting Person is the beneficial owner of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein, if any.
- F17Information with respect to each Reporting Person is given solely by such Reporting Person, and no Reporting Person has responsibility for the accuracy or completeness of information supplied by another Reporting Person.
- F18The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $47.7500 to $48.0800, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
- F2Reflects securities directly owned by Pennsylvania Joint Board Workers United ("Pennsylvania Joint Board").
- F3Reflects securities directly owned by Philadelphia Joint Board, Workers United ("Philadelphia Joint Board").
- F4Reflects securities directly owned by Workers United.
- F5Reflects securities directly owned by Chicago & Midwest Regional Joint Board, Workers United ("Chicago & Midwest").
- F6Reflects securities directly owned by Laundry, Distribution & Food Service Joint Board, Workers United ("Laundry, Distribution & Food Service").
- F7Reflects securities directly owned by Local 50, Workers United ("Local 50").
- F8Reflects securities directly owned by Mid-Atlantic Regional Joint Board, Workers United ("Mid-Atlantic Regional").
- F9Reflects securities directly owned by New York-New Jersey Regional Joint Board, Workers United ("New York-New Jersey Regional").
Remarks
Each of the Reporting Persons may be deemed to be a member of a "group" for purposes of the Securities Exchange Act of 1934. Each Reporting Person disclaims beneficial ownership of any securities deemed to be owned by the group that are not directly owned by the Reporting Person. This report shall not be deemed an admission that any Reporting Person is a member of a group or the beneficial owner of any securities not directly owned by the Reporting Person. To enable all of the Reporting Persons to gain access to the Securities and Exchange Commission's electronic filing system (which only accepts a maximum of 10 joint filers per report), this report is the first of two identical reports relating to the same transaction being filed with the Securities and Exchange Commission.